Necessity, Possibility, and Impossibility

I spoke here about various kinds of necessity, but did not explain the nature of necessity in general. And in the recent post on Hume’s idea of causality, it was not necessary to explain the nature of necessity, because the actual idea of causality does not include necessity. Thus for example a ball can break a window even if it would have been possible for someone to catch the ball, but the person did not do so.

Sometimes it is asked whether necessity implies possibility: if it is necessary that Tuesday follow Monday, it is possible for Tuesday to follow Monday? I am inclined (and I think most are inclined) to say yes, on the grounds that to say that something is not possible is normally understood to imply that the thing is impossible; thus if it is not possible for Tuesday to follow Monday, it is impossible. But this is largely a verbal question: regardless of how we answer this, the real point is that the necessary is the same kind of thing as the possible, except that possibilities are many while the necessary is one. And likewise, a count of zero for the same things implies impossibility. Thus there is something that we are counting: if we find none of them, we speak of an impossibility. If we find only one, we speak of one necessity. And if we find many, we speak of many possibilities.

What are we counting here? Let’s take an example. Horses can be white, or red, or brown, among other possibilities. So there are many possible colors for a horse. And on the other hand snow is always white (or so let us pretend.) So there is only one possible color for snow, and so snow is “necessarily” white. Meanwhile, air is always colorless (or so let us pretend.) So it is impossible for air to have a color. Based on this example, we propose that what we are counting is the number of forms that are suitable for a given matter. Someone might object that if we analyze the word “suitable” here it might involve some sort of circularity. This may well be the case; this is a common occurrence, as with desire and the good, and with virtue and happiness. Nonetheless, I think we will find it worthwhile to work with this definition, just as in those earlier cases.

 

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Reductionist vs Anti-Reductionist Dichotomy

I started this post with a promise to return to issues raised by this earlier one. I haven’t really done so, or at least not as I intended, basically because it simply turned out that there was still too much to discuss, some but not all of which I discussed in the last two posts. I am still not ready to return to those original issues. However, the purpose of this post is to keep the promise to explain the relevance of my rejection of both reductionism and anti-reductionism to my account of form. To some extent this has already been done, but a clearer account is possible.

Before going through this kind of consideration, I expect almost everyone to accept implicitly or explicitly an account which maintains one or the other side of this false dichotomy. And consequently, I expect almost everyone to find my account of form objectionable.

Reductionists in general will simply deny the existence of form: there is nothing that makes a thing one, because nothing is actually one. We might respond that if you are reducing things to something else, say to quarks, there still must be something that makes a quark one. The reductionist is likely to respond that a quark is one of itself, and does not need anything else to make it one. And indeed, you might satisfy the general definition of form in such a way, but at that point you are probably discussing words rather than the world: the question of form comes up in the first place because we wonder about the unity of things composed of parts. Thus, at any rate, the most a reductionist will concede is, “Sure, in theory you can use that definition.” But they will add, “But it is a badly formed concept that will mostly lead people away from the truth.” The error here is analogous to that of Parmenides.

Anti-reductionists will admit the existence of form, but they will reject this account, or any other account which one actually explains in detail, because their position implicitly or explicitly requires the existence of hidden essences. The basic idea is that form should make a thing so absolutely one that you cannot break it down into several things even when you are explaining it. It is very obvious that this makes explanation impossible, since any account contains many words referring to many aspects of a thing. I mentioned Bertrand Russell’s remark that science does not explain the “intrinsic character” of matter. Note that this is precisely because every account, insofar as it is an account, is formal, and form is a network of relationships. It simply is not an “intrinsic character” at all, insofar as this is something distinct from such a network. Anti-reductionism posits form as such an intrinsic character, and as such, it requires the existence of a hidden essence that cannot be known in principle. The error here is basically that of Kant.

There is something in common to the two errors, which one might put like this: Nature is in the business of counting things. There must be one final, true answer to the question, “How many things are here?” which is not only true, but excludes all other answers as false. This cannot be the case, however, for the reasons explained in the post just linked. To number things at all, whether as many or as one, is to apply a particular mode of understanding, not to present their mode of being as such.

I expect both reductionists and anti-reductionists to criticize my account at first as one which belongs to the opposite side of this dichotomy. And if they are made aware that it does not, I expect them to criticize it as anti-realist. It is not, or at any rate not in a standard sense: I reject this kind of anti-realism. If it is anti-realist, it is anti-realist in a much more reasonable way, namely about “not being something,” or about distinction. If one thing is not another, that “not another” may be a true attribution, but it is not something “out there” in the world. While the position of Parmenides overall is mistaken, he was not mistaken about the particular point that non-being is not being.

Nature of Form

We add one final claim to the list in the last post:

(8) Form is a network of relationships apt to make something one.

I will approach this in the manner of a disputed question, first raising a number of objections, then giving my explanation and replies to the objections.

Objection 1. According to this definition, form consists of many relations. But form makes a thing one. Thus form should not be in itself many, such as many relationships are, since many things are composed of units.

Objection 2. The definition begs the question by saying “apt to make something one.” Form is supposed to make things one, but if we want to say something about the nature of form, we should explain exactly how and why it does this.

Objection 3. A “network of relationships” might be some kind of form, but it seems to be an accidental form, not a substantial form, while the definition of form should be general enough to include both.

Objection 4. A thing can have the relations it has because of its particular nature. Therefore its nature cannot be defined by its relationships, since this would be circular. Thus form cannot be a network of relationships.

Objection 5. The definition is implicitly reductionist, and therefore opposed to thesis (4). For a composite thing, whether animal or artifact or anything else, will have many relations among its parts which define it, but it can be looked at and considered in many ways, while what appears to be most real must be its most basic parts, such as atoms or quarks or whatever.

Objection 6. Form seems to be unknown to us in a way in which the content of this definition is not, and therefore they must be somehow distinct. For example, whatever might be said about the definitions of blue proposed in the last post, it is clear that something is lacking there. There is something about the nature of blue that is quite unknown to us. So it seems unlikely that blue can be defined in the way proposed, and similarly unlikely that form can be defined as a network of relationships.

Objection 7. Christians, at least, must reject this definition, along with thesis (3), since the essence of God cannot be naturally known by human beings. Therefore God has a hidden essence, and since it is entirely simple, it cannot be a network of relationships.

Objection 8. This definition implies that the human soul is like a harmony, with all the consequences suggested by Simmias in the Phaedo, namely that the soul is mortal. So again Christians, at least, must reject this definition.

Objection 9. Composite things are made of both form and matter, so a relationship to matter should be included in the definition of form.

Objection 10. The network of relationships seems to be a construct of the mind more than a real thing. So one should reject this definition together with rejecting thesis (4), since what a thing really is, is something more basic that causes these relationships.

Objection 11. The definition might be true of material things, but if there are any immaterial things, it will not apply to them. Instead, they might well exist in themselves, without relation to other things, or at least not being defined by such relations. Likewise thesis (3) should probably be denied in relation to such things.

But let us go on to the explanation of this definition. If we consider the question, “what is form?”, one might immediately see a problem. Form is supposed to provide us the answer to the question about what a thing is, so if we ask what form is, we would seem to need a form of form. And even if this is possible, it is a process that cannot possibly go on forever, and therefore we will reach a point where we cannot find a form of form, and therefore we will not be able to answer the question. This is a complex issue which I will set aside for now, simply remarking for now that the question “what is this” needs to be answered in different ways for different things, including for form itself.

At the same time, however, the arguments of the previous post imply that form is accessible to us, and that we can know it both specifically and in general. Essences are not hidden from us, and it is form that both gives a thing the essence it has and that makes us understand. And since it is the very thing that is present in our mind when we understand the thing, it should be just as accessible to us as the contents of our own mind. In other words, we can say what a form is by answering the question, “What does my mind have in common with this thing when I understand it?” And thus we can answer the general question about form by noticing what our minds have in common with things they understand in general.

This answer is implicit in the discussion of thesis (7) in the last post. We noted in the case of “blue” that what both the senses and the mind have in common with things is a certain relation or network of relationships, namely those that correspond to the relations possessed by things apt to be seen by the sight as blue. And this will always be the case whenever we understand anything, since our understanding will always produce a sort of “model” of the thing understood. This is necessary since the understanding does not become an actual copy of the thing; such a becoming would in fact exclude understanding. If your mind literally became a tree when it attempted to understand it, you would understand nothing, since trees do not understand.

This applies at many levels. For example, not only does it apply to meaning and understanding, in some way it applies even to our language on the level of syntax. For example, Word2vec is famously capable of producing analogies which somewhat reflect analogies between the things signified, even though the meanings of the words are absent from its analysis. We should not stress this too much, however, since this takes a very small subset of relationships, even a small subset of relationships found in language, and shows how they will have a structural similarity to their causes. In a sense this does mean that the forms of things are present in linguistic syntax, but it is a very attenuated sense. In contrast, the forms of things are fully present in our understanding to the precise degree that we understand them. The qualification is important: we don’t understand anything perfectly, and consequently no form should be expected to be found perfectly in our understanding.

Others have suggested similar ideas about the natures of things. For example, Sean Collins says:

But for now I will set that aside and come to what I should like to propose as the heart of my thesis. I mentioned a moment ago that Scholastic thought has always acknowledged a dependence of the qualitative on the quantitative. There are many things, nevertheless, which we may recognize without really grasping their full implications. This brings me to what my son Liam wanted to say about form. He proposed, seemingly rather starkly, that there is no such thing as form in material things. But I believe what he meant is that there is cannot be a form in the manner frequently assumed; and I think he is absolutely right. What do I mean by “the manner frequently assumed”? What I mean is that we can cheerfully assert that quality, and therefore also substance, depends on quantity, but yet not see what this really means. What it means – what science proves over and over again – is not just that quality and substance depend on form externally as it were, but that they depend on it much more internally, which is to say structurally. In other words, in material things, form turns out not only to be compatible with an internal structure and heterogeneity, but to depend on it profoundly. I want to say in effect that in material things, to a surprisingly large extent, form IS structure. And so a conception of form which unifies things to the exclusion of a structure is a false conception.

You will perhaps recognize that this solves some problems, but raises others. The biggest problem that it solves is that very Scholastic principle that I have been referring to, which is that quality and substance, the more formal principles, depend on quantity. Now we can start to affirm that we know a little better what that really means. What it means is not just that things have to “be the right size,” but rather that quality and substance depend on quantity internally, because it is quantity that makes structure possible; and structure is, if you will, the intermediary between matter and whatever more abstract kind of form we may have yet to consider. And what I want to insist on again is that this structure is not a negligible thing; in fact it is so important that scientists spend a very large portion of their time examining it. Without it we could know, did know, only the first rudiments of how material things are made. And so this is why the metric part of scientific investigation acquires such a prominent aspect; it isn’t because that is all that the scientists are interested in or that they arbitrarily restrict themselves to it; on the contrary, it is because that is the very condition upon which an understanding of material forms hinges. In various places, Aristotle notes that there is a real difference between a mere dialectical or logical investigation of physical reality, and a truly physical one. The latter, as Aristotle understands it, depends on a sufficient accounting of the material aspects of things so that we can begin to see how forms are truly materialized. Now we can see perhaps a little better how this materialization of forms really happens. It happens especially through the understanding of quantitative structure.

Sean Collins is speaking about material things in particular, and structure as quantitative. My account is similar but more general: if there are any immaterial things, or things without quantity, it applies to them as well. Thus I speak of a network of relationships, of which “quantitative structure” would be more like a particular example.

Paul Almond gives a similar account:

Reality can only be meaningfully described in terms of relationships between things and internal properties of things. That being the case, why do we take the approach of reducing everything to relationships only, so that the “things” being connected by the relationships have no internal properties and all that exists is the structure of relationships itself? The idea of reducing everything to relationships only has been proposed by Tegmark. Suppose reality were viewed as a structure of relationships between things that had internal properties. Those internal properties could themselves only be described in terms of relationships between things. This means that we would have a structure of relationships between “things” and, inside each such “thing” there would also be a structure of relationships between some more basic entities. We would have no reason for declaring a boundary between the relationships outside the “thing” and the relationships inside the “thing”. Instead, we could just take the “edge of a thing” away and say that whatever relationships existed within a thing were just part of the external structure of relationships. The end result of this is that the “things” connected by these relationships have no internal properties at all. All that is left is a structure of relationships between points that have no internal properties. All that remains is the structure itself.

Almond gives this as an account of reality as such, while we give it as an account of form. This is not entirely the same, and consequently Almond’s account could be taken as denying the existence of matter, much like Alexander Pruss. This will be discussed more in my response to objection 9, but my account is not intended to reject the existence of matter. Nonetheless, matter does not contribute to the intelligibility of a thing, and it is therefore true in a sense that form is “most of” reality.

This kind of account is sometimes taken to imply that our understanding is entirely and permanently superficial. For example, Bertrand Russell says in The Analysis of Matter (page 10):

Physics, in itself, is exceedingly abstract, and reveals only certain mathematical characteristics of the material with which it deals. It does not tell us anything as to the intrinsic character of this material.

While mathematical physics as such does have specific limitations, both by reason of the mathematical approach and by the deliberate limitation of subject implied in “physics,” there is a more general problem here. Any account whatsoever of a thing will explain that thing in relationship to everything else, without giving an account of the “intrinsic character of this material.” But this is not because we are necessarily failing to account for something. It is because this is what it is to give an account at all, and because the network of relationships really is the what it is to be of the thing. There is no hidden essence, and the appearance that there must be some other nature, more fundamental, but which cannot be found by us, derives from a temptation towards the Kantian error. The thing does indeed exist in itself, and its mode of existence is not our mode of understanding, but this does not necessarily mean we do not understand it. On the contrary, this distinction is absolutely necessary for understanding at all.

The replies to the objections will be in another post, and as is usual with a disputed question, will clarify various aspects of this position.

Form is Not Matter

I have touched on this at other times, as here, here, and here. In the present post I am simply emphasizing the point more directly potentially for future reference.

If you receive an IKEA table in the mail, you have the parts that go to make up a table, but they are not yet put together in the form of a table. But very obviously, the form is not an additional part that you need to make the table. One does not say, “We need six parts for the table: the four legs, the tabletop, and the form of the table.” The form is something additional, but it is not an additional part. It is the “being put together as a table” that the parts require in order to be a table.

To say that the parts exist “in the form of a table” is also an informative expression here. One speaks as though “the form of a table” were a place, somewhat like Newton’s absolute space, in which the parts of the table exist together. This idea is helpful because just as Newton’s absolute space does not actually exist, so there will be analogous errors about form, as for example the idea that form is an additional part. Likewise, understanding the actual truth about place will help us to understand the truth about form.

Hard Problem of Consciousness

We have touched on this in various places, and in particular in this discussion of zombies, but we are now in a position to give a more precise answer.

Bill Vallicella has a discussion of Thomas Nagel on this issue:

Nagel replies in the pages of NYRB (8 June 2017; HT: Dave Lull) to one Roy Black, a professor of bioengineering:

The mind-body problem that exercises both Daniel Dennett and me is a problem about what experience is, not how it is caused. The difficulty is that conscious experience has an essentially subjective character—what it is like for its subject, from the inside—that purely physical processes do not share. Physical concepts describe the world as it is in itself, and not for any conscious subject. That includes dark energy, the strong force, and the development of an organism from the egg, to cite Black’s examples. But if subjective experience is not an illusion, the real world includes more than can be described in this way.

I agree with Black that “we need to determine what ‘thing,’ what activity of neurons beyond activating other neurons, was amplified to the point that consciousness arose.” But I believe this will require that we attribute to neurons, and perhaps to still more basic physical things and processes, some properties that in the right combination are capable of constituting subjects of experience like ourselves, to whom sunsets and chocolate and violins look and taste and sound as they do. These, if they are ever discovered, will not be physical properties, because physical properties, however sophisticated and complex, characterize only the order of the world extended in space and time, not how things appear from any particular point of view.

The problem might be condensed into an aporetic triad:

1) Conscious experience is not an illusion.

2) Conscious experience has an essentially subjective character that purely physical processes do not share.

3) The only acceptable explanation of conscious experience is in terms of physical properties alone.

Take a little time to savor this problem. Note first that the three propositions are collectively inconsistent: they cannot all be true.  Any two limbs entail the negation of the remaining one. Note second that each limb exerts a strong pull on our acceptance.  But we cannot accept them all because they are logically incompatible.

Which proposition should we reject? Dennett, I take it, would reject (1). But that’s a lunatic solution as Professor Black seems to appreciate, though he puts the point more politely. When I call Dennett a sophist, as I have on several occasions, I am not abusing him; I am underscoring what is obvious, namely, that the smell of cooked onions, for example, is a genuine datum of experience, and that such phenomenological data trump scientistic theories.

Sophistry aside, we either reject (2) or we reject (3).  Nagel and I accept (1) and (2) and reject (3). Black, and others of the scientistic stripe, accept (1) and (3) and reject (2).

In order to see the answer to this, we can construct a Parmenidean parallel to Vallicella’s aporetic triad:

1) Distinction is not an illusion.

2) Being has an essentially objective character of actually being that distinction does not share (considering that distinction consists in the fact of not being something.)

3) The only acceptable explanation of distinction is in terms of being alone (since there is nothing but being to explain things with.)

Parmenides rejects (1) here. What approach would Vallicella take? If he wishes to take a similarly analogous approach, he should accept (1) and (2), and deny (3). And this would be a pretty commonsense approach, and perhaps the one that most people implicitly adopt if they ever think about the problem.

At the same time, it is easy to see that (3) is approximately just as obviously true as (1); and it is for this reason that Parmenides sees rejecting (1) and accepting (2) and (3) as reasonable.

The correct answer, of course, is that the three are not inconsistent despite appearances. In fact, we have effectively answered this in recent posts. Distinction is not an illusion, but a way that we understand things, as such. And being a way of understanding, it is not (as such) a way of being mistaken, and thus it is not an illusion, and thus the first point is correct. Again, being a way of understanding, it is not a way of being as such, and thus the second point is correct. And yet distinction can be explained by being, since there is something (namely relationship) which explains why it is reasonable to think in terms of distinctions.

Vallicella’s triad mentions “purely physical processes” and “physical properties,” but the idea of “physical” here is a distraction, and is not really relevant to the problem. Consider the following from another post by Vallicella:

If I understand Galen Strawson’s view, it is the first.  Conscious experience is fully real but wholly material in nature despite the fact that on current physics we cannot account for its reality: we cannot understand how it is possible for qualia and thoughts to be wholly material.   Here is a characteristic passage from Strawson:

Serious materialists have to be outright realists about the experiential. So they are obliged to hold that experiential phenomena just are physical phenomena, although current physics cannot account for them.  As an acting materialist, I accept this, and assume that experiential phenomena are “based in” or “realized in” the brain (to stick to the human case).  But this assumption does not solve any problems for materialists.  Instead it obliges them to admit ignorance of the nature of the physical, to admit that they don’t have a fully adequate idea of what the physical is, and hence of what the brain is.  (“The Experiential and the Non-Experiential” in Warner and Szubka, p. 77)

Strawson and I agree on two important points.  One is that what he calls experiential phenomena are as real as anything and cannot be eliminated or reduced to anything non-experiential. Dennett denied! The other is that there is no accounting for experiential items in terms of current physics.

I disagree on whether his mysterian solution is a genuine solution to the problem. What he is saying is that, given the obvious reality of conscious states, and given the truth of naturalism, experiential phenomena must be material in nature, and that this is so whether or not we are able to understand how it could be so.  At present we cannot understand how it could be so. It is at present a mystery. But the mystery will dissipate when we have a better understanding of matter.

This strikes me as bluster.

An experiential item such as a twinge of pain or a rush of elation is essentially subjective; it is something whose appearing just is its reality.  For qualia, esse = percipi.  If I am told that someday items like this will be exhaustively understood from a third-person point of view as objects of physics, I have no idea what this means.  The notion strikes me as absurd.  We are being told in effect that what is essentially subjective will one day be exhaustively understood as both essentially subjective and wholly objective.  And that makes no sense. If you tell me that understanding in physics need not be objectifying understanding, I don’t know what that means either.

Here Vallicella uses the word “material,” which is presumably equivalent to “physical” in the above discussion. But it is easy to see here that being material is not the problem: being objective is the problem. Material things are objective, and Vallicella sees an irreducible opposition between being objective and being subjective. In a similar way, we can reformulate Vallicella’s original triad so that it does not refer to being physical:

1) Conscious experience is not an illusion.

2) Conscious experience has an essentially subjective character that purely objective processes do not share.

3) The only acceptable explanation of conscious experience is in terms of objective properties alone.

It is easy to see that this formulation is the real source of the problem. And while Vallicella would probably deny (3) even in this formulation, it is easy to see why people would want to accept (3). “Real things are objective,” they will say. If you want to explain anything, you should explain it using real things, and therefore objective things.

The parallel with the Parmenidean problem is evident. We would want to explain distinction in terms of being, since there isn’t anything else, and yet this seems impossible, so one (e.g. Parmenides) is tempted to deny the existence of distinction. In the same way, we would want to explain subjective experience in terms of objective facts, since there isn’t anything else, and yet this seems impossible, so one (e.g. Dennett) is tempted to deny the existence of subjective experience.

Just as the problem is parallel, the correct solution will be almost entirely parallel to the solution to the problem of Parmenides.

1) Conscious experience is not an illusion. It is a way of perceiving the world, not a way of not perceiving the world, and definitely not a way of not perceiving at all.

2) Consciousness is subjective, that is, it is a way that an individual perceives the world, not a way that things are as such, and thus not an “objective fact” in the sense that “the way things are” is objective.

3) The “way things are”, namely the objective facts, are sufficient to explain why individuals perceive the world. Consider again this post, responding to a post by Robin Hanson. We could reformulate his criticism to express instead Parmenides’s criticism of common sense (changed parts in italics):

People often state things like this:

I am sure that there is not just being, because I’m aware that some things are not other things. I know that being just isn’t non-being. So even though there is being, there must be something more than that to reality. So there’s a deep mystery: what is this extra stuff, where does it arise, how does it change, and so on. We humans care about distinctions, not just being; we want to know what out there is distinct from which other things.

But consider a key question: Does this other distinction stuff interact with the parts of our world that actually exist strongly and reliably enough to usually be the actual cause of humans making statements of distinction like this?

If yes, this is a remarkably strong interaction, making it quite surprising that philosophers, possibly excepting Duns Scotus, have missed it so far. So surprising in fact as to be frankly unbelievable. If this type of interaction were remotely as simple as all the interactions we know, then it should be quite understandable with existing philosophy. Any interaction not so understandable would have be vastly more difficult to understand than any we’ve ever seen or considered. Thus I’d bet heavily and confidently that no one will understand such an interaction.

But if no, if this interaction isn’t strong enough to explain human claims of distinction, then we have a remarkable coincidence to explain. Somehow this extra distinction stuff exists, and humans also have a tendency to say that it exists, but these happen for entirely independent reasons. The fact that distinction stuff exists isn’t causing people to claim it exists, nor vice versa. Instead humans have some sort of weird psychological quirk that causes them to make such statements, and they would make such claims even if distinction stuff didn’t exist. But if we have a good alternate explanation for why people tend to make such statements, what need do we have of the hypothesis that distinction stuff actually exists? Such a coincidence seems too remarkable to be believed.

“Distinction stuff”, of course, does not exist, and neither does “feeling stuff.” But some things are distinct from others. Saying this is a way of understanding the world, and it is a reasonable way to understand the world because things exist relative to one another. And just as one thing is distinct from another, people have experiences. Those experiences are ways of knowing the world (broadly understood.) And just as reality is sufficient to explain distinction, so reality is sufficient to explain the fact that people have experiences.

How exactly does this answer the objection about interaction? In the case of distinction, the fact that “one thing is not another” is never the direct cause of anything, not even of the fact that “someone believes that one thing is not another.” So there would seem to be a “remarkable coincidence” here, or we would have to say that since the fact seems unrelated to the opinion, there is no reason to believe people are right when they make distinctions.

The answer in the case of distinction is that one thing is related to another, and this fact is the cause of someone believing that one thing is not another. There is no coincidence, and no reason to believe that people are mistaken when they make distinctions, despite the fact that distinction as such causes nothing.

In a similar way, “a human being is what it is,” and “a human being does what it does” (taken in an objective sense), cause human beings to say and believe that they have subjective experience (taking saying and believing to refer to objective facts.) But this is precisely where the zombie question arises: they say and believe that they have subjective experience, when we interpret say and believe in the objective sense. But do they actually say and believe anything, considering saying and believing as including the subjective factor? Namely, when a non-zombie says something, it subjectively understands the meaning of what it is saying, and when it consciously believes something, it has a subjective experience of doing that, but these things would not apply to a zombie.

But notice that we can raise a similar question about zombie distinctions. When someone says and believes that one thing is not another, objective reality is similarly the cause of them making the distinction. But is the one thing actually not the other? But there is no question at all here except of whether the person’s statement is true or false. And indeed, someone can say, e.g, “The person who came yesterday is not the person who came today,” and this can sometimes be false. In a similar way, asking whether an apparent person is a zombie or not is just asking whether their claim is true or false when they say they have a subjective experience. The difference is that if the (objective) claim is false, then there is no claim at all in the subjective sense of “subjectively claiming something.” It is a contradiction to subjectively make the false claim that you are subjectively claiming something, and thus, this cannot happen.

Someone may insist: you yourself, when you subjectively claim something, cannot be mistaken for the above reason. But you have no way to know whether someone else who apparently is making that claim, is actually making the claim subjectively or not. This is the reason there is a hard problem.

How do we investigate the case of distinction? If we want to determine whether the person who came yesterday is not the person who came today, we do that by looking at reality, despite the fact that distinction as such is not a part of reality as such. If the person who came yesterday is now, today, a mile away from the person who came today, this gives us plenty of reason to say that the one person is not the other. There is nothing strange, however, in the fact that there is no infallible method to prove conclusively, once and for all, that one thing is definitely not another thing. There is not therefore some special “hard problem of distinction.” This is just a result of the fact that our knowledge in general is not infallible.

In a similar way, if we want to investigate whether something has subjective experience or not, we can do that only by looking at reality: what is this thing, and what does it do? Then suppose it makes an apparent claim that it has subjective experience. Obviously, for the above reasons, this cannot be a subjective claim but false: so the question is whether it makes a subjective claim and is right, or rather makes no subjective claim at all. How would you answer this as an external observer?

In the case of distinction, the fact that someone claims that one thing is distinct from another is caused by reality, whether the claim is true or false. So whether it is true or false depends on the way that it is caused by reality. In a similar way, the thing which apparently and objectively claims to possess subjective experience, is caused to do so by objective facts. Again, as in the case of distinction, whether it is true or false will depend on the way that it is caused to do so by objective facts.

We can give some obvious examples:

“This thing claims to possess subjective experience because it is a human being and does what humans normally do.” In this case, the objective and subjective claim is true, and is caused in the right way by objective facts.

“This thing claims to possess subjective experience because it is a very simple computer given a very simple program to output ‘I have subjective experience’ on its screen.” In this case the external claim is false, and it is caused in the wrong way by objective facts, and there is no subjective claim at all.

But how do you know for sure, someone will object. Perhaps the computer really is conscious, and perhaps the apparent human is a zombie. But we could similarly ask how we can know for sure that the person who came yesterday isn’t the same person who came today, even though they appear distant from each other, because perhaps the person is bilocating?

It would be mostly wrong to describe this situation by saying “there really is no hard problem of consciousness,” as Robin Hanson appears to do when he says, “People who think they can conceive of such zombies see a ‘hard question’ regarding which physical systems that claim to feel and otherwise act as if they feel actually do feel.” The implication seems to be that there is no hard question at all. But there is, and the fact that people engage in this discussion proves the existence of the question. Rather, we should say that the question is answerable, and that one it has been answered the remaining questions are “hard” only in the sense that it is hard to understand the world in general. The question is hard in exactly the way the question of Parmenides is hard: “How is it possible for one thing not to be another, when there is only being?” The question of consciousness is similar: “How is it possible for something to have subjective experience, when there are only objective things?” And the question can and should be answered in a similar fashion.

It would be virtually impossible to address every related issue in a simple blog post of this form, so I will simply mention some things that I have mainly set aside here:

1) The issue of formal causes, discussed more in my earlier treatment of this issue. This is relevant because “is this a zombie?” is in effect equivalent to asking whether the thing lacks a formal cause. This is worthy of a great deal of consideration and would go far beyond either this post or the earlier one.

2) The issue of “physical” and “material.” As I stated in this post, this is mainly a distraction. Most of the time, the real question is how the subjective is possible given that we believe that the world is objective. The only relevance of “matter” here is that it is obvious that a material thing is an objective thing. But of course, an immaterial thing would also have to be objective in order to be a thing at all. Aristotle and many philosophers of his school make the specific argument that the human mind does not have an organ, but such arguments are highly questionable, and in my view fundamentally flawed. My earlier posts suffice to call such a conclusion into question, but do not attempt to disprove it, and the the topic would be worthy of additional consideration.

3) Specific questions about “what, exactly, would actually be conscious?” Now neglecting such questions might seem to be a cop-out, since isn’t this what the whole problem was supposed to be in the first place? But in a sense we did answer it. Take an apparent claim of something to be conscious. The question would be this: “Given how it was caused by objective facts to make that claim, would it be a reasonable claim for a subjective claimer to make?” In other words, we cannot assume in advance that it is subjectively making a claim, but if it would be a reasonable claim, it will (in general) be a true one, and therefore also a subjective one, for the same reason that we (in general) make true claims when we reasonably claim that one thing is not another. We have not answered this question only in the same sense that we have not exhaustively explained which things are distinct from which other things, and how one would know. But the question, e.g., “when if ever would you consider an artificial intelligence to be conscious?” is in itself also worthy of direct discussion.

4) The issue of vagueness. This issue in particular will cause some people to object to my answer here. Thus Alexander Pruss brings this up in a discussion of whether a computer could be conscious:

Now, intelligence could plausibly be a vague property. But it is not plausible that consciousness is a vague property. So, there must be some precise transition point in reliability needed for computation to yield consciousness, so that a slight decrease in reliability—even when the actual functioning is unchanged (remember that the Ci are all functioning in the same way)—will remove consciousness.

I responded in the comments there:

The transition between being conscious and not being conscious that happens when you fall asleep seems pretty vague. I don’t see why you find it implausible that “being conscious” could be vague in much the same way “being red” or “being intelligent” might be vague. In fact the evidence from experience (falling asleep etc) seems to directly suggest that it is vague.

Pruss responds:

When I fall asleep, I may become conscious of less and less. But I can’t get myself to deny that either it is definitely true at any given time that I am at least a little conscious or it is definitely true that I am not at all conscious.

But we cannot trust Pruss’s intuitions about what can be vague or otherwise. Pruss claims in an earlier post that there is necessarily a sharp transition between someone’s not being old and someone’s being old. I discussed that post here. This is so obviously false that it gives us a reason in general not to trust Alexander Pruss on the issue of sharp transitions and vagueness. The source of this particular intuition may be the fact that you cannot subjectively make a claim, even vaguely, without some subjective experience, as well as his general impression that vagueness violates the principles of excluded middle and non-contradiction. But in a similar way, you cannot be vaguely old without being somewhat old. This does not mean that there is a sharp transition from not being old to being old, and likewise it does not necessarily mean that there is a sharp transition from not having subjective experience to having it.

While I have discussed the issue of vagueness elsewhere on this blog, this will probably continue to be a reoccurring feature, if only because of those who cannot accept this feature of reality and insist, in effect, on “this or nothing.”

Idealized Idealization

On another occasion, I discussed the Aristotelian idea that the act of the mind does not use an organ. In an essay entitled Immaterial Aspects of Thought, James Ross claims that he can establish the truth of this position definitively. He summarizes the argument:

Some thinking (judgment) is determinate in a way no physical process can be. Consequently, such thinking cannot be (wholly) a physical process. If all thinking, all judgment, is determinate in that way, no physical process can be (the whole of) any judgment at all. Furthermore, “functions” among physical states cannot be determinate enough to be such judgments, either. Hence some judgments can be neither wholly physical processes nor wholly functions among physical processes.

Certain thinking, in a single case, is of a definite abstract form (e.g. N x N = N²), and not indeterminate among incompossible forms (see I below). No physical process can be that definite in its form in a single case. Adding cases even to infinity, unless they are all the possible cases, will not exclude incompossible forms. But supplying all possible cases of any pure function is impossible. So, no physical process can exclude incompossible functions from being equally well (or badly) satisfied (see II below). Thus, no physical process can be a case of such thinking. The same holds for functions among physical states (see IV below).

In essence, the argument is that squaring a number and similar things are infinitely precise processes, and no physical process is infinitely precise. Therefore squaring a number and similar things are not physical processes.

The problem is unfortunately with the major premise here. Squaring a number, and similar things, in the way that we in fact do them, are not infinitely precise processes.

Ross argues that they must be:

Can judgments really be of such definite “pure” forms? They have to be; otherwise, they will fail to have the features we attribute to them and upon which the truth of certain judgments about validity, inconsistency, and truth depend; for instance, they have to exclude incompossible forms or they would lack the very features we take to be definitive of their sorts: e.g., conjunction, disjunction, syllogistic, modus ponens, etc. The single case of thinking has to be of an abstract “form” (a “pure” function) that is not indeterminate among incompossible ones. For instance, if I square a number–not just happen in the course of adding to write down a sum that is a square, but if I actually square the number–I think in the form “N x N = N².”

The same point again. I can reason in the form, modus ponens (“If p then q“; “p“; “therefore, q”). Reasoning by modus ponens requires that no incompossible forms also be “realized” (in the same sense) by what I have done. Reasoning in that form is thinking in a way that is truth-preserving for all cases that realize the form. What is done cannot, therefore, be indeterminate among structures, some of which are not truth preserving. That is why valid reasoning cannot be only an approximation of the form, but must be of the form. Otherwise, it will as much fail to be truth-preserving for all relevant cases as it succeeds; and thus the whole point of validity will be lost. Thus, we already know that the evasion, “We do not really conjoin, add, or do modus ponens but only simulate them,” cannot be correct. Still, I shall consider it fully below.

“It will as much fail to be truth-preserving for all relevant cases as it succeeds” is an exaggeration here. If you perform an operation which approximates modus ponens, then that operation will be approximately truth preserving. It will not be equally truth preserving and not truth preserving.

I have noted many times in the past, as for example here, here, here, and especially here, that following the rules of syllogism does not in practice infallibly guarantee that your conclusions are true, even if your premises are in some way true, because of the vagueness of human thought and language. In essence, Ross is making a contrary argument: we know, he is claiming, that our arguments infallibly succeed; therefore our thoughts cannot be vague. But it is empirically false that our arguments infallibly succeed, so the argument is mistaken right from its starting point.

There is also a strawmanning of the opposing position here insofar as Ross describes those who disagree with him as saying that “we do not really conjoin, add, or do modus ponens but only simulate them.” This assumes that unless you are doing these things perfectly, rather than approximating them, then you are not doing them at all. But this does not follow. Consider a triangle drawn on a blackboard. Consider which of the following statements is true:

  1. There is a triangle drawn on the blackboard.
  2. There is no triangle drawn on the blackboard.

Obviously, the first statement is true, and the second false. But in Ross’s way of thinking, we would have to say, “What is on the blackboard is only approximately triangular, not exactly triangular. Therefore there is no triangle on the blackboard.” This of course is wrong, and his description of the opposing position is wrong in the same way.

Naturally, if we take “triangle” as shorthand for “exact rather than approximate triangle” then (2) will be true. And in a similar way, if take “really conjoin” and so on as shorthand for “really conjoin exactly and not approximately,” then those who disagree will indeed say that we do not do those things. But this is not a problem unless you are assuming from the beginning that our thoughts are infinitely precise, and Ross is attempting to establish that this must be the case, rather than claiming to take it as given. (That is, the summary takes it as given, but Ross attempts throughout the article to establish it.)

One could attempt to defend Ross’s position as follows: we must have infinitely precise thoughts, because we can understand the words “infinitely precise thoughts.” Or in the case of modus ponens, we must have an infinitely precise understanding of it, because we can distinguish between “modus ponens, precisely,” and “approximations of modus ponens“. But the error here is similar to the error of saying that one must have infinite certainty about some things, because otherwise one will not have infinite certainty about the fact that one does not have infinite certainty, as though this were a contradiction. It is no contradiction for all of your thoughts to be fallible, including this one, and it is no contradiction for all of your thoughts to be vague, including your thoughts about precision and approximation.

The title of this post in fact refers to this error, which is probably the fundamental problem in Ross’s argument. Triangles in the real world are not perfectly triangular, but we have an idealized concept of a triangle. In precisely the same way, the process of idealization in the real world is not an infinitely precise process, but we have an idealized concept of idealization. Concluding that our acts of idealization must actually be ideal in themselves, simply because we have an idealized concept of idealization, would be a case of confusing the way of knowing with the way of being. It is a particularly confusing case simply because the way of knowing in this case is also materially the being which is known. But this material identity does not make the mode of knowing into the mode of being.

We should consider also Ross’s minor premise, that a physical process cannot be determinate in the way required:

Whatever the discriminable features of a physical process may be, there will always be a pair of incompatible predicates, each as empirically adequate as the other, to name a function the exhibited data or process “satisfies.” That condition holds for any finite actual “outputs,” no matter how many. That is a feature of physical process itself, of change. There is nothing about a physical process, or any repetitions of it, to block it from being a case of incompossible forms (“functions”), if it could be a case of any pure form at all. That is because the differentiating point, the point where the behavioral outputs diverge to manifest different functions, can lie beyond the actual, even if the actual should be infinite; e.g., it could lie in what the thing would have done, had things been otherwise in certain ways. For instance, if the function is x(*)y = (x + y, if y < 10^40 years, = x + y +1, otherwise), the differentiating output would lie beyond the conjectured life of the universe.

Just as rectangular doors can approximate Euclidean rectangularity, so physical change can simulate pure functions but cannot realize them. For instance, there are no physical features by which an adding machine, whether it is an old mechanical “gear” machine or a hand calculator or a full computer, can exclude its satisfying a function incompatible with addition, say quaddition (cf. Kripke’s definition of the function to show the indeterminacy of the single case: quus, symbolized by the plus sign in a circle, “is defined by: x quus y = x + y, if x, y < 57, =5 otherwise”) modified so that the differentiating outputs (not what constitutes the difference, but what manifests it) lie beyond the lifetime of the machine. The consequence is that a physical process is really indeterminate among incompatible abstract functions.

Extending the list of outputs will not select among incompatible functions whose differentiating “point” lies beyond the lifetime (or performance time) of the machine. That, of course, is not the basis for the indeterminacy; it is just a grue-like illustration. Adding is not a sequence of outputs; it is summing; whereas if the process were quadding, all its outputs would be quadditions, whether or not they differed in quantity from additions (before a differentiating point shows up to make the outputs diverge from sums).

For any outputs to be sums, the machine has to add. But the indeterminacy among incompossible functions is to be found in each single case, and therefore in every case. Thus, the machine never adds.

There is some truth here, and some error here. If we think about a physical process in the particular way that Ross is considering it, it will be true that it will always be able to be interpreted in more than one way. This is why, for example, in my recent discussion with John Nerst, John needed to say that the fundamental cause of things had to be “rules” rather than e.g. fundamental particles. The movement of particles, in itself, could be interpreted in various ways. “Rules,” on the other hand, are presumed to be something which already has a particular interpretation, e.g. adding as opposed to quadding.

On the other hand, there is also an error here. The prima facie sign of this error is the statement that an adding machine “never adds.” Just as according to common sense we can draw triangles on blackboards, so according to common sense the calculator on my desk can certainly add. This is connected with the problem with the entire argument. Since “the calculator can add” is true in some way, there is no particular reason that “we can add” cannot be true in precisely the same way. Ross wishes to argue that we can add in a way that the calculator cannot because, in essence, we do it infallibly; but this is flatly false. We do not do it infallibly.

Considered metaphysically, the problem here is ignorance of the formal cause. If physical processes were entirely formless, they indeed would have no interpretation, just as a formless human (were that possible) would be a philosophical zombie. But in reality there are forms in both cases. In this sense, Ross’s argument comes close to saying “human thought is a form or formed, but physical processes are formless.” Since in fact neither is formless, there is no reason (at least established by this argument) why thought could not be the form of a physical process.

 

Zombies and Ignorance of the Formal Cause

Let’s look again at Robin Hanson’s account of the human mind, considered previously here.

Now what I’ve said so far is usually accepted as uncontroversial, at least when applied to the usual parts of our world, such as rivers, cars, mountains laptops, or ants. But as soon as one claims that all this applies to human minds, suddenly it gets more controversial. People often state things like this:

I am sure that I’m not just a collection of physical parts interacting, because I’m aware that I feel. I know that physical parts interacting just aren’t the kinds of things that can feel by themselves. So even though I have a physical body made of parts, and there are close correlations between my feelings and the states of my body parts, there must be something more than that to me (and others like me). So there’s a deep mystery: what is this extra stuff, where does it arise, how does it change, and so on. We humans care mainly about feelings, not physical parts interacting; we want to know what out there feels so we can know what to care about.

But consider a key question: Does this other feeling stuff interact with the familiar parts of our world strongly and reliably enough to usually be the actual cause of humans making statements of feeling like this?

What would someone mean by making the original statement that “I know that physical parts interacting just aren’t the kinds of things that can feel by themselves”? If we give this a charitable interpretation, the meaning is that “a collection of physical parts” is something many, and so is not a suitable subject for predicates like “sees” and “understands.” Something that sees is something one, and something that understands is something one.

This however is not Robin’s interpretation. Instead, he understands it to mean that besides the physical parts, there has to be one additional part, namely one which is a part in the same sense of “part”, but which is not physical. And indeed, some tend to think this way. But this of course is not helpful, because the reason a collection of parts is not a suitable subject for seeing or understanding is not because those parts are physical, but because the subject is not something one. And this would remain even if you add a non-physical part or parts. Instead, what is needed to be such a subject is that the subject be something one, namely a living being with the sense of sight, in order to see, or one with the power of reason, for understanding.

What do you need in order to get one such subject from “a collection of parts”? Any additional part, physical or otherwise, will just make the collection bigger; it will not make the subject something one. It is rather the formal cause of a whole that makes the parts one, and this formal cause is not a part in the same sense. It is not yet another part, even a non-physical one.

Reading Robin’s discussion in this light, it is clear that he never even considers formal causes. He does not even ask whether there is such a thing. Rather, he speaks only of material and efficient causes, and appears to be entirely oblivious even to the idea of a formal cause. Thus when asking whether there is anything in addition to the “collection of parts,” he is asking whether there is any additional material cause. And naturally, nothing will have material causes other than the things it is made out of, since “what a thing is made out of” is the very meaning of a material cause.

Likewise, when he says, “Does this other feeling stuff interact with the familiar parts of our world strongly and reliably enough to usually be the actual cause of humans making statements of feeling like this?”, he shows in two ways his ignorance of formal causes. First, by talking about “feeling stuff,” which implies a kind of material cause. Second, when he says, “actual cause of humans making statements” he is evidently speaking about the efficient cause of people producing sounds or written words.

In both cases, formal causality is the relevant causality. There is no “feeling stuff” at all; rather, certain things are things like seeing or understanding, which are unified actions, and these are unified by their forms. Likewise, we can consider the “humans making statements” in two ways; if we simply consider the efficient causes of the sounds, one by one, you might indeed explain them as “simple parts interacting simply.” But they are not actually mere sounds; they are meaningful and express the intention and meaning of a subject. And they have meaning by reason of the forms of the action and of the subject.

In other words, the idea of the philosophical zombie is that the zombie is indeed producing mere sounds. It is not only that the zombie is not conscious, but rather that it really is just interacting parts, and the sounds it produces are just a collection of sounds. We don’t need, then, some complicated method to determine that we are not such zombies. We are by definition not zombies if we say, think, or understanding at all.

The same ignorance of the formal cause is seen in the rest of Robin’s comments:

If yes, this is a remarkably strong interaction, making it quite surprising that physicists have missed it so far. So surprising in fact as to be frankly unbelievable. If this type of interaction were remotely as simple as all the interactions we know, then it should be quite measurable with existing equipment. Any interaction not so measurable would have be vastly more complex and context dependent than any we’ve ever seen or considered. Thus I’d bet heavily and confidently that no one will measure such an interaction.

Again, he is asking whether there is some additional part which has some additional efficient causality, and suggesting that this is unlikely. It is indeed unlikely, but irrelevant, because consciousness is not an additional part, but a formal way of being that a thing has. He continues:

But if no, if this interaction isn’t strong enough to explain human claims of feeling, then we have a remarkable coincidence to explain. Somehow this extra feeling stuff exists, and humans also have a tendency to say that it exists, but these happen for entirely independent reasons. The fact that feeling stuff exists isn’t causing people to claim it exists, nor vice versa. Instead humans have some sort of weird psychological quirk that causes them to make such statements, and they would make such claims even if feeling stuff didn’t exist. But if we have a good alternate explanation for why people tend to make such statements, what need do we have of the hypothesis that feeling stuff actually exists? Such a coincidence seems too remarkable to be believed.

First, there is no “extra feeling stuff.” There is only a way of being, namely in this case being alive and conscious. Second, there is no coincidence. Robin’s supposed coincidence is that “I am conscious” is thought to mean, “I have feeling stuff,” but the feeling stuff is not the efficient cause of my saying that I have it; instead, the efficient cause is said to be simple parts interacting simply.

Again, the mistake here is simply to completely overlook the formal cause. “I am conscious” does not mean that I have any feeling stuff; it says that I am something that perceives. Of course we can modify Robin’s question: what is the efficient cause of my saying that I am conscious? Is it the fact that I actually perceive things, or is it simple parts interacting simply? But if we think of this in relation to form, it is like asking whether the properties of a square follow from squareness, or from the properties of the parts of a square. And it is perfectly obvious that the properties of a square follow both from squareness, and from the properties of the parts of a square, without any coincidence, and without interfering with one another. In the same way, the fact that I perceive things is the efficient cause of my saying that I perceive things. But the only difference between this actual situation and a philosophical zombie is one of form, not of matter; in a corresponding zombie, “simple parts interacting simply” are the cause of its producing sounds, but it neither perceives anything nor asserts that it is conscious, since its words are meaningless.

The same basic issue, namely Robin’s lack of the concept of a formal cause, is responsible for his statements about philosophical zombies:

Carroll inspires me to try to make one point I think worth making, even if it is also ignored. My target is people who think philosophical zombies make sense. Zombies are supposedly just like real people in having the same physical brains, which arose the through the same causal history. The only difference is that while real people really “feel”, zombies do not. But since this state of “feeling” is presumed to have zero causal influence on behavior, zombies act exactly like real people, including being passionate and articulate about claiming they are not zombies. People who think they can conceive of such zombies see a “hard question” regarding which physical systems that claim to feel and otherwise act as if they feel actually do feel. (And which other systems feel as well.)

The one point I want to make is: if zombies are conceivable, then none of us will ever have any more relevant info than we do now about which systems actually feel. Which is pretty much zero info! You will never have any info about whether you ever really felt in the past, or will ever feel in the future. No one part of your brain ever gets any info from any other part of your brain about whether it really feels.

The state of “feeling” is not presumed to have zero causal influence on behavior. It is thought to have precisely a formal influence on behavior. That is, being conscious is why the activity of the conscious person is “saying that they feel” instead of “producing random meaningless sounds that others mistakenly interpret as meaning that they feel.”

Robin is right that philosophical zombies are impossible, however, although not for the reasons that he supposes. The actual reason for this is that it is impossible for a disposed matter to be lacking its corresponding form, and the idea of a zombie is precisely the idea of humanly disposed matter lacking human form.

Regarding his point about “info,” the possession of any information at all is already a proof that one is not a zombie. Since the zombie lacks form, any correlation between one part and another in it is essentially a random material correlation, not one that contains any information. If the correlation is noticed as having any info, then the thing noticing the information, and the information itself, are things which possess form. This argument, as far as it goes, is consistent with Robin’s claim that zombies do not make sense; they do not, but not for the reasons that he posits.